BSA/AML Institute

BSA Video Series

Aug. 5 - Aug 7

The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) are significant. With the regulatory agencies committing to tougher and more inclusive BSA/AML examinations, it is important to make certain your BSA/AML program is appropriate for your institution's risk exposure. 

Gain in-depth knowledge, resources, and peer networks to effectively manage your BSA/AML function or audit this function properly. This comprehensive training covers the primary requirements of each segment of the regulation and offers guidance on best practice expectations in each area.

To earn the Certified BSA/AML Professional (CBAP) certification, you will be required to attend this program in its entirety, complete all assignments, and achieve a passing score on the certification exam. If you decide to enroll in the certification testing after you register for the class, please contact an ICBA Education representative at 800-422-7285.

Learning Objectives:

  • Review Bank Secrecy Act and Anti-Money Laundering program requirements, including emerging trends and industry observations.

  • Analyze traditional financial recordkeeping elements of currency transactions, monetary instrument sales, and funds transfers.

  • Take a comprehensive look at the CTR and SAR forms, including filing scenarios and dynamic “should you file” discussions.

  • Study Customer Identification Program (CIP) requirements including the Customer Due Diligence and Beneficial Ownership requirements.

  • Discuss high-risk customer monitoring tactics-including an in-depth look at account ownership expectations, enhanced account review, and OFAC compliance.

  • Review key suspicious activity monitoring program components.

  • Identify techniques to improve your BSA risk assessment to address all business lines and risk exposures at various levels within your bank.

Register Self

ICBA Members: $1,699

Non-Members: $2,199

Non-Bankers* : $2,699

Certification Testing Fee: $500

Printable Registration Form

*Attendance may be subject to ICBA approval.

Attendance & Cancellation Policy

  • Full payment is required prior to event attendance. 
  • Registration fee is valid for only the individual registered. Each attendee must register.
  • A substitute registration will be accepted. Please notify ICBA Education if registration needs to be changed. 
  • If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund. 
  • If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs. 
  • No refunds will be issued once the bank has received event materials or after the event start date. 
  • All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed by ICBA. 

Continuing Professional Education Credit (CPE) Requirements

To receive full CPE credit for the in-person event you must meet the following requirements: 

  • Sign in daily. The sign-in sheet will be located on the registration table outside of the conference room.  
  • Attend the session in its entirety. 
  • Participate in all group activities and projects. 

* View CPE Credit Hours in the “Who Should Attend” section.  

This event is not recorded. For more information, call 800-422-7285 or email [email protected]. 

Who should attend: BSA and AML officers, compliance officers, auditors, security officers

Prerequisites: Basic understanding of banking and BSA/AML compliance.

Advanced Preparation: Recommended - Complete complimentary online course sent upon registration.

Program Level: Intermediate

Field of Study: Specialized Knowledge

Delivery Method: Group Live

Continuing Professional Education (CPE) Credit Hours:  18.50

Certification Offered: Certified BSA/AML Professional (CBAP)

Kristen Ritter

SVP/Assistant Director of Compliance Consulting

TIB Consulting Solutions

Clint Jay

FVP, Compliance Engagement Leader

TIB Consulting Solutions

Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, The Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

Read Full Policy

Suitcasing Policy

Suitcasing is the act of soliciting business by non-exhibiting companies during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management’s objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.