FDICIA Seminar

Incident Management Square

FDICIA Seminar

Apr 29 - Apr 30, 2025 | Livestream Seminar

The Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA) was enacted in 1991 to implement regulatory changes that assist in ensuring safety and soundness of financial institutions.

Bankers should understand the requirements if their institution is approaching the $500 million or $1 billion thresholds considering crucial planning and realistic timelines

Cover the key facts about FDICIA including auditing and enhanced reporting requirements as well as audit committee responsibilities.

Learning Objectives:

Understand the steps necessary to implement FDICIA to satisfy audit and regulatory guidelines, including:

  • Monitoring and preparing for implementation

  • Reviewing internal controls and devising an action plan

  • Establishing key controls and determining a testing methodology

  • Obtaining the necessary skills and resources for implementation

  • Anticipating the costs and budgeting for FDICIA Compliance

  • Engaging your audit committee in fraud prevention

  • Determining the correct technology to assist with compliance.


Register
Register
Date
Information (Central Time unless otherwise noted)
Tuesday, April 29
Registration

8:30 – 9:00 a.m.

Introductions and Housekeeping Items

9:00 – 9:15 a.m.

Preparing for FDICIA Across all Asset Sizes

9:15 – 10:05 a.m.

Phase 1 of Implementation – Scoping/Materiality

10:05 – 11:10 a.m.

Questions

11:10 – 11:40 a.m.

Case Study 1 – Scoping and Materiality

11:40 – 12:00 p.m.

Lunch

12:00 - 12:30 p.m.

Case Study 1 - Scoping and Materiality, continued

12:30 – 1:00 p.m.

Case Study 1 Discussion

1:05 – 1:30 p.m.

Phase 2 of Implementation – Documentation of Design

1:30 – 2:15 p.m.

Case Study 2 – Control vs. Process

2:15 – 2:30 p.m.

Case Study 3 – Control Design

2:30 – 3:30 p.m.

Engaging employees, management, governance, technology, FDICIA costs and Ten Ways to Screw-Up

3:30 – 4:15 p.m.

Q & A

4:15 – 5:00 p.m.

Wednesday, April 30
Phase 3 of Implementation – Execute Effectiveness Testing

9:00 - 10:30 a.m.

Effectiveness Testing/Q&A

10:30 – 12:00 p.m.

Pricing

ICBA Members: $695

Non-Members: $795

Non-Banker: $1,195

Bank Director Program Members: $495

Bank Director Program Non-Members: $595

Printable Registration Form

Attendance & Cancellation Policy

  • Full payment is required prior to event attendance. 
  • Registration fee is valid for only the individual registered. Each attendee must register.
  • A substitute registration will be accepted. Please notify ICBA Education if registration needs to be changed. 
  • If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund. 
  • If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs. 
  • No refunds will be issued once the bank has received event materials or after the event start date. 
  • All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed by ICBA. 

Continuing Professional Education Credit (CPE) Requirements

  • To receive full CPE credit for ICBA livestream event you must meet the following requirements: 
  • Enter your full name when joining the event in Zoom. Your Zoom session must display your full name and match the registration. 
  • Attend the livestream session with camera on for the duration of the session. NOTE - If attending by phone audio only, no CPE will be awarded due to participant’s inability to respond to poll questions.  
  • Participate in all group activities and breakout rooms.  
  • Answer all poll questions displayed during the session. If you are unable to answer the poll questions within the poll feature, submit your answer in the chat.  

* View CPE Credit Hours in the “Who Should Attend” section.  

This event is not recorded. For more information, call 800-422-7285 or email [email protected]. 

Livestream Seminar

Upon registration you will receive an email from ICBA confirming your registration, the dates of the event and a calendar invitation for the event. Approximately 1-2 weeks prior to the event start date, you will receive an email from an ICBA representative containing detailed information including event times and the meeting link.

Who should attend: Directors, C-Suite/CFO, Auditors, Compliance Officers, Operations

Prerequisites: Basic knowledge of FDICIA reporting requirements.

Advanced Preparation: None

Program Level: Intermediate

Field of Study: Specialized Knowledge

Delivery Method: Group Live

Continuing Professional Education (CPE) Credit Hours: 11.5

David Heneke
David Heneke

Principal

CliftonLarsonAllen, St. Cloud

Liz Rider
Liz Rider

Principal

CliftonLarsonAllen Des Moines

Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, The Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

Read Full Policy

Suitcasing Policy

Suitcasing is the act of soliciting business by non-exhibiting companies during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management’s objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.