Audit Institute


Audit Institute

Sep 8 - Sep 13, 2024 | In-Person Institute

Meet your bank’s evolving needs, the expectations of the audit committee, and the examiners! Our curriculum will expand your knowledge of auditing and banking whether you are a veteran auditor or new to the audit function. 

The curriculum is designed to provide tools and step-by-step procedures to establish and maintain an effective internal audit function within a community bank. Areas covered include auditing basics, internal auditing working papers, auditing liabilities and other activities, auditing assets, and bank information systems auditing.

Unique to this institute is a pre-recorded session, digitally delivered to attendees to begin their learning prior to attending the institute. If you decide to enroll in the certification testing after you register for the class, please contact an ICBA Education representative at 800-422-7285.

Learning Objectives:

  • Understand the role of internal audit and the key elements of a bank’s audit program.

  • Define internal controls and the methods of testing internal controls.

  • Outline what should be included in your internal audit charter.

  • Identify common fraud losses affecting banks and who commits fraud.

  • Determine how your audit function should be structured for appropriate governance over IT.

  • Learn how your organization can appropriately assess risks and understand the requirements when performing risk assessments.

  • Distinguish between the types of data analytics and tools used for effective review.

  • Understand the processes for auditing liabilities and assets.

  • And more!

Information (Central Time unless otherwise noted)
Sunday, September 8

12:30 p.m.-1:00 p.m.

Introduction to Bank Internal Audit

1:00 p.m.-5:00 p.m.


5:00 p.m.-5:30 p.m.

Monday, September 9
Introduction to Risk Assessments

8:00 a.m.-12:00 p.m.


12:00 p.m.-1:00 p.m.

Planning the Audit

1:00 p.m.-5:00 p.m.


5:00 p.m.-5:30 p.m.

Tuesday, September 10
Designing and Executing the Audit Program: Bank Information Systems

8:00 a.m. - Noon


12:00 p.m.-1:00 p.m.

Designing and Executing the Audit Program: Bank Information Systems

1:00 p.m.-4:30 p.m.


4:30 p.m.-5:00 p.m.

Wednesday, September 11
Data Analytics/Auditing Assets

8:00 a.m.-11:00 a.m.

Auditing Assets

11:00 a.m.-12:00 p.m.


12:00 p.m. -1:00 p.m.

Auditing Assets

1:00 p.m. - 4:30 p.m.


4:30 p.m. - 5:00 p.m.

Thursday, September 12
Auditing Liabilities

8:00 a.m.-12:00 p.m.


12:00 p.m.-1:00 p.m.

Auditing Other Areas

1:00 p.m.-4:30 p.m.


4:30 p.m.-5:30 p.m.

Friday, September 13
Delivering Audit Results & Reporting

8:00 a.m.-12:00 p.m.

Monday, September 16
Certification Exam

10:00 a.m.-12:40 p.m.

Held via ICBA Online Portal for those enrolled in the CCBIA certification program.  


ICBA Members: $3,299

Non-Members: $4,199

Non-Bankers* : $4,799

Certification Testing Fee: $500

Printable Registration Form

*Attendance may be subject to ICBA approval.

Attendance/Cancellation Policy:

  • Registration fee is valid only for the individual registered. Each attendee must register.
  • Full payment is required prior to event attendance.
  • If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund.
  • If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs.
  • A substitute registration will be accepted.
  • No refunds will be issued once the bank has received event materials or after the event start date.
  • All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed by ICBA.

This event is not recorded. For more information, call 800-422-7285.

Embassy Suites Minneapolis Airport

7901 34th Ave S

Bloomington, MN 55425

ICBA's room block expires Aug. 17, 2024. Please book your room in advance of this date to ensure accommodations. If calling to make your reservations dial 1-800-362-2779 and reference the Special Rate Code: ADI and Group Name: ICBA Audit Institute

ICBA Booking Link

Hotel Housing Scam Warning: Only make your room reservation using the information provided by ICBA. Do not do business with any company that claims they are with ICBA or working for ICBA as the official housing service. Contact ICBA if you have any questions or concerns.

Who should attend: All Audit titles and roles

Prerequisites: Basic knowledge of the internal audit function in a community bank.

Advanced Preparation: Recommended-Complete complimentary pre-recorded course sent upon registration

Program Level: Intermediate

Field of Study: Auditing

Delivery Method: Group Live

CPE Credit Hours: 49.5

Certification Offered: Certified Community Bank Internal Auditor (CCBIA)

Brent Warner
Brent Warner


CliftonLarsonAllen Indianapolis

group avatar horizontal
Mackenzie Rooney


CliftonLarsonAllen, Minneapolis

David Heneke
David Heneke


CliftonLarsonAllen, St. Cloud

Liz Rider
Liz Rider


CliftonLarsonAllen Des Moines

group avatar horizontal
David Fanson

Cybersecurity Controls Consultant Manager

CliftonLarsonAllen Madison

Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, The Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

Read Full Policy

Suitcasing Policy

Suitcasing is the act of soliciting business by non-exhibiting companies during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management’s objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.