Auditing IT General Controls Seminar

Digital Relationship Square

Auditing IT General Controls Seminar

Oct 11 - Oct 12, 2023 | Livestream Seminar

Banks conduct audits on an ongoing basis to monitor their bank’s internal controls and ensure adequacy and compliance with their bank’s policies and procedures. The audit scope should include an in-depth review of IT and information security controls and operating procedures that help protect the institution from losses. 

Join us for this seminar as we cover the areas of auditing business risks, technical environment auditing, auditing the human element and overall governance.

Learning Objectives:

  • Gain proven in-action methods for auditing business risks.

  • Build skills that will help you master auditing the technical environment.

  • Practice winning strategies that account for the human element of auditing, plus overall governance.

Information (Central Time unless otherwise noted)
Wednesday, October 11
Auditing Business Risks

9:00 a.m. - 12:00 p.m.

  • Risk Management

  • Vendor Management

  • Business Continuity / Incident Response


12:00 p.m. - 12:30 p.m.

Technical Environment Auditing

12:30 p.m. – 4:30 p.m.

  • Internal and External Network Security

  • System Maintenance and Change Management

  • Data Security

Thursday, October 12
Auditing the Human Element and Overall Governance

9:00 a.m. - 12:00 p.m.

  • User Access Management

  • Securing People and Places

  • IT Governance and Management


Early Bird Price (Ends Sept. 13, 2023): $495

ICBA Members: $595

Non-Members: $795

Non-Bankers: $1,195

Printable Registration Form

Attendance/Cancellation Policy:

  • Registration fee is valid only for the individual registered. Each attendee must register.
  • Full payment is required prior to event attendance.
  • If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund.
  • If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs.
  • A substitute registration will be accepted.
  • No refunds will be issued once the bank has received event materials or after the event start date.
  • All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed by ICBA.

For more information, call 800-422-7285.

Virtual Event

Upon registration you will receive an email from ICBA confirming your registration, the dates of the event and a calendar invitation for the event. Approximately 1-2 weeks prior to the event start date, you will receive an email from an ICBA representative containing detailed information including event times and the meeting link.

Who should attend: Internal Audit Staff, compliance officers, risk officers

Prerequisites: Basic knowledge of auditing issues

Advanced Preparation: None

Program Level: Intermediate

Field of Study: Specialized knowledge

Delivery Method: Group internet-based

CPE Credit Hours: 12

Avatar Woman

Sarah Day

Information Security Director, CLA

Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA LIVE aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, The Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

Read Full Policy

Suitcasing Policy

Suitcasing is the act of soliciting business by non-exhibiting companies in the during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management’s objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.