Compliance Training

With more than 425 online training courses, dozens of seminars and certification programs, timely webinars and audio conferences, training manuals and access to on-demand content, you have the power to choose the ICBA Education learning experience that's right for you.

Certification

Compliance Certification (CCBCO)

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Designation: Certified Community Bank Compliance Officer (CCBCO)

Requirement: Compliance Institute; (30) Continuing Professional Education credits required every two years.

The Compliance Institute is a comprehensive learning experience that covers the areas of regulatory compliance a community bank Compliance Officer is responsible for. This program covers: Developing a Compliance Program, Lending, Deposit and Operations Compliance. 

Certification

BSA/AML Certification (CBAP)

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Designation: Certified BSA/AML Professional (CBAP)

Requirement: BSA/AML Institute; (20) Continuing Professional Education credits required every two years.

The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) continue to be significant. This program covers all primary requirements of regulation and delivers guidance on best practice expectations in each area. 

Upcoming Compliance Events and Webinars

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Publications and Other Resources

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Webinar On Demand

A TCPA Primer – Everything Banks Should Know to Market Compliantly (MP4)

The Telephone Consumer Protection Act regulates how, when, and why banks can communicate with their customers and generate new customers. Discuss common marketing pitfalls faced by banks and learn how banks can structure their marketing programs to reach new and existing customers in a compliant manner. Recorded April 26, 2022.

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Webinar On Demand

ADA Website Accessibility Accommodations Policy

Addresses the need of the bank’s website to provide equal treatment to all its customers and the public under Title II of the ADA, the Rehabilitations Act of 1973, and Department of Justice (DOJ) web accessibility directives in accordance with Web Content Accessibility Guideline (WCAG) 2.0 Level AA and the United States Access Board’s Section 508 Standards.
ICBA Member - $175.50
Non-Member - $195.00
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Subscription

Bank Compliance Check Up

The Bank Compliance Check Up Program provides a comprehensive system and checklists for monitoring and determining the bank’s compliance with deposit, lending, administrative regulations, and other banking laws. Also included are over 40 training agendas and quizzes.

Initial Price
ICBA Member: $499
Nonmember: $799

Annual Digital Renewal
ICBA Member: $349
Nonmember: $649

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Subscription

Bank Compliance Check Up

The Bank Compliance Check Up Program provides a comprehensive system and checklists for monitoring and determining the bank’s compliance with deposit, lending, administrative regulations, and other banking laws. Also included are over 40 training agendas and quizzes.

Initial Price
ICBA Member: $499
Nonmember: $799

Annual Digital Renewal
ICBA Member: $349
Nonmember: $649

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Webinar On Demand

Bank Owned Life Insurance (BOLI)

Identifies risks inherent in the acquisition, retention, and use of BOLI. Covers specific types and limitations on BOLI, including key persons, cost recovery, split-dollar life insurance, and life insurance on borrowers.
ICBA Member - $355.50
Non-Member - $395.00
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Webinar On Demand

Bank Protection Act Policy

Provides the requirements of the regulatory agencies and covers all aspects of bank security, including designation of a security officer, security devices, maintenance, testing, training, and robbery procedures.
ICBA Member - $292.50
Non-Member - $325.50
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Webinar On Demand

Bank Secrecy and Anti-Money Laundering Policy

Provides procedures as required by the regulatory agencies. Includes information on exempt persons, internal records, currency transaction reports, Office of Foreign Assets Control, Customer Identification Program and Customer Due Diligence, wire transfers, and anti-money laundering.
ICBA Member - $445.50
Non-Member - $495.00
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Webinar On Demand

Banking High-Risk Customers: Considerations for Banking Digital Asset, Fintech, Payment and Other High-Risk Companies (MP4)

Businesses in high risk industries, including fintechs, digital asset custodians, cryptocurrency miners, payments companies, and other non-bank financial companies are increasingly seeking customized bank solutions and partnerships. Recorded Oct. 20, 2021

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Webinar On Demand

Board of Directors Policy

Designed to assist the board in recognizing and carrying out its duties and responsibilities for overall direction of the bank. Includes planning and budgeting, monitoring operations, overseeing business performance, training, committees, and code of conduct.
ICBA Member - $400.50
Non-Member - $445.00
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Certification

BSA/AML Certification (CBAP)

 

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Webinar On Demand

Business Continuity Management Policy

Designed to provide a risk management plan to avoid potential losses. Includes policy implementation, bank security, emergency procedures, back-up sites, loss prevention, liquidity, insurance policies, asset protection, and risk management training.
ICBA Member - $292.50
Non-Member - $325.00
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Subscription

Check Your Ad

The Check Your Ad Program takes the guesswork out of determining the appropriate requirements for deposit and lending advertisements so that you can ensure your advertisements are compliant before an auditor or examiner finds a violation.

Initial Price:
ICBA Member: $599
Non-Member: $899

Annual Digital Renewal:
ICBA Member: $449
Non-Member: $749
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Webinar On Demand

Code of Conduct and Conflict of Interest Policy

Guides compliance with the Bank Bribery Act. Sets forth the basic policies of ethical conduct, the foundation of basic business standards, and personal conduct.
ICBA Member - $310.50
Non-Member - $345.00
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Webinar On Demand

Community Bank Financial Forensics Series (5) (MP4)

 

ICBA Members: $329
Nonmembers: $829
Unlimited Webinar Pass subscription: $0
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Certification

Compliance Certification (CCBCO)

 

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Subscription

Compliance Deskbook and Bulletin Service

The ICBA Compliance Deskbook is the industry’s premier resource for compliance information. Access regulations, important dates, agency guidance, questionnaires, and other resources in one place.

Initial Price
ICBA Member: $399
Nonmember: $549

Annual Digital Renewal
ICBA Member: $249
Nonmember: $349

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Webinar On Demand

Compliance Management Policy

This is an overall policy for demonstrating how your bank will comply with the banking compliance regulations. Provides information on compliance officer and compliance council responsibilities, monitoring and control, and compliance risk ratings. Includes a risk ratings flow chart.
ICBA Member - $310.50
Non-Member - $345.00
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Webinar On Demand

Compliance Updates 2022 - Part 1 (MP4)

Recorded May 23, 2022.

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Webinar On Demand

Compliance Updates 2022 - Part 2 (MP4)

Has your institution kept pace with recent and upcoming regulatory changes? During this 60 minute webinar, you'll review recent and upcoming rule changes in the areas of consumer compliance, as well as discuss the regulatory environment and what may be to come. Recorded Aug. 2, 2022.

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Subscription

Compliance Working Papers

One of the three elements of an effective compliance program is monitoring and corrective action. These compliance working papers are essential for monitoring your financial institution’s compliance with federal consumer compliance laws and regulations.

Initial Price
ICBA Member: $599
Nonmember: $799

Annual Digital Renewal
ICBA Member: $399
Nonmember: $499

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Webinar On Demand

Cybersecurity Policy

Written to assist all affected directors, officers, and staff in understanding and managing cyber risks. Topics include threat intelligence, situational awareness, risk assessment, inventory log management and monitoring, strategic planning, incident response, change management, staffing, training, and vendor management.
ICBA Member - $265.50
Non-Member - $295.00
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Webinar On Demand

Diversity, Equity, and Inclusion Policy

Diversity and inclusion standards have been set and this policy assists a financial institution in defining how it will implement, monitor, and convey their standards in the hiring and promoting of employees and in dealing with suppliers. Includes a policy statement suitable for public sharing.
ICBA Member - $265.50
Non-Member - $295.00
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Webinar On Demand

E-Sign Act Policy

The E-Sign Act provides a general rule of validity for electronic records and signatures for transactions in or affecting interstate or foreign commerce. E-Sign allows the use of electronic records to satisfy any statute, regulation, or rule of law requiring that such information be provided in writing, if the consumer has affirmatively consented to such use and has not withdrawn such consent.
ICBA Member - $247.50
Non-Member - $275.00
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Webinar On Demand

Executive Officer Policy

Defines the relationship between the board and executive management and between executive management and the bank's other personnel. Covers hiring practices, management succession, promotions, and salary administration.
ICBA Member - $292.50
Non-Member - $325.00
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Webinar On Demand

Fair Credit Reporting Act Policy

Defines the bank's responsibilities under the act, including loan and deposit declinations. Establishes guidelines for investigative reports and use of prescreened lists.
ICBA Member - $400.50
Non-Member - $445.00
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Webinar On Demand

Fair Lending Policy

Establishes fair lending activities, including taking loan applications, telephone inquiries, advertising, and credit evaluation standards. Also covers loan decisions, notifications, and adverse action. Includes discussion on prohibited actions, disparate treatment, and disparate impact.
ICBA Member - $472.50
Non-Member - $525.00
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Webinar On Demand

Holding Company Policy

Sets forth the underlying philosophy and structure for all relationships and transactions between the bank and the holding company.
ICBA Member - $310.50
Non-Member - $345.00
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Webinar On Demand

Home Mortgage Disclosure Act Reporting Policy

Establishes internal procedures that result in the proper recording of loan information, submission, and proper disclosures to the public.

ICBA Member - $355.50
Non-Member - $395.00
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Webinar On Demand

Human Resources Policy

Provides management with a clear understanding of what the bank expects from its employees and, in turn, what employees can expect from the bank. Covers equal employment opportunity, employee classifications, employee compensation, hiring practices, vacations, sick leave, family and medical leave, education, termination, and sexual harassment. Includes new employee orientation and training.

ICBA Member - $472.50

Non-Member - $525.00

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Webinar On Demand

Information Security Program Policy

This policy and the sub-policies it contains are designed to provide guidance to all bank employees of the confidentiality and importance of safely maintaining customer information.
ICBA Member - $535.50
Non-Member - $595.00
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Webinar On Demand

Internal and External Audit

Designed to assist board members with their audit responsibilities. Includes audit function structure and committee meetings, technical duties, compliance, filing audit reports, roles and responsibilities of the auditor, the audit program, program effectiveness, external audit firms, and review of external audit. 
ICBA Member - $355.50
Non-Member - $395.00
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Webinar On Demand

Liquidity Risk Management Policy

Designed to ensure that the bank is managed to provide an adequate level of liquidity to meet both predicted and unexpected cash needs while maintaining a planned net interest margin.
iCBA Member - $310.50
Non-Member - $345.00
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Webinar On Demand

Marijuana/Cannabis and MRB Policy

This policy establishes the responsibilities and requirements for conducting banking activities for legal marijuana and cannabis businesses, including those Tier 2 and Tier 3 businesses that have a secondary or tertiary relationship with marijuana related businesses.
ICBA Member - $400.50
Non-Member - $445.00
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Webinar On Demand

Marketing Policy

Provides guidelines for the management of the bank's marketing function, including development of the annual marketing plan and ongoing decision making. Includes regulatory compliance, geographic limitations, and prohibited activities.
ICBA Member - $265.50
Non-Member - $295.00
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Webinar On Demand

Regulation B: Equal Credit Opportunity Act Policy

Provides guidance for lenders on the requirements of this regulation as well as prescreening, the interview and application process, credit evaluation, action notifications, signature policy, and credit reporting.

ICBA Member - $292.50
Non-Member - $325.00
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Webinar On Demand

Regulation CC: Expedited Funds Availability Act Policy

Establishes internal procedures to address proper funds availability, disclosure, collection of checks, return of unpaid checks, and payment of interest on deposited funds.
ICBA Member - $382.50
Non-Member - $425.00
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Webinar On Demand

Regulation E – All Clear or Clear as Mud? (MP4)

Peer-2-peer electronic funds transfer apps, such as Zelle and Venmo, were already gaining in popularity before the COVID-19 pandemic. Due to social distancing measures required by COVID-19, usage of these apps exploded exponentially, creating opportunities for bad actors to defraud consumers.

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Webinar On Demand

Regulation E: Electronic Funds Transfer Act Policy

Establishes the internal procedures for proper issuance of access devices, disclosure, limitations on customer liability, documentation of transfers, and error resolution.
ICBA Member - $292.50
Non-Member - $325.00
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Webinar On Demand

Regulation Z: Regulation Z Suite

This suite of policies includes Lending Advertising Policy, Closed-End Consumer Non-Real Estate Loans Policy, Consumer Closed-end Real Estate Loan Policy, HELOC and Other Open End Products Policy, Consumer Credit Card Policy, and Appendix.

ICBA Member - $445.50
Non-Member - $495.00
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Certification

Risk Management Certification (CCBRS)

 

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Webinar On Demand

Risk Management Policy

Provides the overall framework for the supervision, management, operation, and control of the bank’s risk management program. Includes duties and responsibilities of the risk management committee and risk management officer.
ICBA Member - $265.50
Non-Member - $295.00
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Webinar On Demand

Social Media Policy and Guidelines

Provides guidance on how social media will be approached, proper methods for promoting the bank’s message and image, and consequences of not following guidelines. Includes Management and User Guidelines for Social Media.
ICBA Member - $382.50
Non-Member - $425.00
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Webinar On Demand

Vendor Risk Management

Provides guidance on managing the risks that may arise from outsourced relationships, including responsibilities, risk assessment, due diligence, contracts, security and confidentiality, controls, business resumption, and monitoring.
ICBA Member - $445.50

Non-Member - $495.00

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Webinar On Demand

Wire Transfer Policy

Identifies the risks and establishes the policies dealing with wire transfers. Covers how to accurately process requests made in person, by phone, or other electronic means, with emphasis on regulatory requirements, money laundering, and settlement by giving best practice examples.
ICBA Member - $220.50
Non-Member - $245.00
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Webinar On Demand

Work From Home Policy

This policy is written to include both long-term and emergency situations for bank employees working at home or in a remote location, and addresses the determination and availability of employees, productivity issues, home office and equipment assessment, remote access considerations, safeguarding information, monitoring, and reimbursement considerations. A short-term telecommuting agreement is also included.
ICBA Member - $265.50
Non-Member - $295.00
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