Regulatory Compliance Change Management: Are You Prepared?

Now more than ever, financial institutions must consider the risk of change. Regulatory changes, system conversions, new products and services, and corrective action for audit findings are just a few examples of situations that will frequently impact your organization.

It’s critical to have a proper handle on your processes to ensure compliance issues don’t arise when these changes occur. Discuss how to adequately react to shifts in your organization, remain compliant in an ever-changing environment, and ensure business agility in change management processes.

Learning Objectives

• Learn best practices and controls over change management compliance.

• Define types of situations where customer notification is required to comply.

• Discover ways to react when change impacts your organization.

Recorded on May 21, 2024.