Digitization & Compliance: How to Avoid Digital Disaster

The banking industry has seen a rapid adoption of advanced technologies to streamline operations, enhance services, and optimize performance. Although this digital transformation has greatly benefited the industry, will it disrupt your Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and regulatory compliance programs? During this presentation, we’ll discuss the necessary tools and strategies your board and executives must deploy to align your digitization efforts with your compliance requirements.

Learning Objectives:

• Identify the compliance concerns your organization should prioritize.

• Understand which controls can be used to ensure consistent compliance.

• How to incorporate regulation technology (RegTech) as part of your compliance strategy.

Duration: 60-minutes

Who Should Attend: C-Suite, Board Directors, IT Management, Compliance Officers

Instructor(s): Erica Torres, Principal, Wolf & Co. & Merri Piotti, Principal, Wolf & Co.

Recorded: May 8, 2025.