Online Training

Compliance Certificate Program

Online Certificates

The courses in the Community Banker Compliance Certificate Program are designed to give community bankers the knowledge and skills they need to become experts in regulatory compliance. The certificate program consists of four critical learning areas.

Upon successful completion of all four learning areas, the learner is awarded a certificate of completion. Continuing CPE credits are not required. This certificate program is not the same as ICBA’s certification programs, which are instructor led and require continuing education in order to maintain the specific designation.

The Compliance Certificate is for individual learners only and is not available for bank-wide use. Purchasers of the individual certificate will have access to the program for 365 days from the date of purchase. Certificates cannot be transferred to another user.

Course Listing:

Area 1: Lending

  • Introduction to Lending Compliance
  • Regulation Z: Overview
  • Regulation Z: Closed-end Credit (Non-Real Estate)
  • Regulation Z: Closed-end Credit (Real Estate)
  • Regulation Z: Open-end Credit (Non-Real Estate)
  • Regulation Z: Open-end Credit (Real Estate)
  • RESPA: Overview
  • Regulation B: Equal Credit Opportunity Act - Overview
  • Regulation B: Adverse Action
  • Fair Lending
  • Home Mortgage Disclosure Act: In Depth
  • Flood Disaster Protection Act
  • Regulation O: Insider Lending – In Depth
  • Military Lending Act

Area 2: Deposits

  •  Introduction to Deposit Compliance
  • Regulation E: Overview
  • Regulation E: Liability & Error Resolution
  • Regulation DD: Truth in Savings Act
  • Regulation CC: Funds Availability Act – In Depth

 Area 3: Operations

  • Understanding UDAAP
  • Regulation BB: Community Reinvestment Act
  • Red Flags Identity Theft Prevention Program
  • Regulation P: Consumer Privacy – In Depth
  • FCRA: Affiliate Marketing
  • FCRA: Overview
  • FCRA: Risk Based Pricing

 Area 4: BSA

  • Bank Secrecy Act – BSA & Compliance Officers
  • Bank Secrecy Act – Red Flags
  • Bank Secrecy Act – Customer Due Diligence & Beneficial Ownership

CPE Credits:17

$499 / ICBA Members

$1,499 / Non-Members