Annual Current Issues/Certification Conference Info


Annual Current Issues/Certification Conference Info

Sep 27 - Sep 30, 2021 | $395

This four-day virtual conference focuses on key issues and trends related to auditing, BSA/AML, regulatory compliance, security and fraud, and offers the very latest information, tools, best practices, and training to assure that you are up-to-date and compliant. Attend one day or all four!

Through a digital platform we look forward to offering engaging presentations, insightful Q+A, opportunities for continuing education, plus fun ways for you to interact and connect with fellow attendees and speakers. Each day of the conference offers an in depth look at current issues affecting community banks.

Information (All times are Central Time)

All times stated are Central Time

Monday, Sept. 26


Day One — Auditing Issues 

7:30 a.m.- 8:00 a.m.

8:00 a.m. - 4:00 p.m.

Noon - 1:00 p.m.
  • Top 10 Things Everyone Should be Talking About in 2022
  • CECL Update
  • ERM
  • Third Party and Model Risk
  • Preparing for Crossing the FDICIA Threshold
  • Credit Risk Management Update
  • How to Use Your Bank's Data/Data Analytics
  • Open Forum/Q&A
      Tuesday, Sept. 27

      Day Two—Lending & Deposit Compliance Issues

      7:30 a.m.- 8:00 a.m.

      8:00 a.m. - 4:00 p.m.

      Noon - 1:00 p.m.

      Lending & Deposit Compliance Issues Program

      Numerous factors dictate the nature and complexity of a bank’s lending compliance efforts. To ensure a strong lending compliance posture, community banks must stay ahead of the industry’s current issues. Topics to be covered include:

      • Review of the agency’s actions over the last year
      • Common findings and violations during recent audits
      • Update directly from the Gateway
      • Flood Disaster Protection Act Final Q&As
      • Junk Fees & Overdrafts
      • The Community Reinvestment Act Transition and Proposal
      • Keys to an Effective Compliance Management System
      • Analyzing HMDA Data for Fair Lending Risk
      • “Odds & Ends” – addressing and highlighting your questions and concerns
      Wednesday, Sept. 28

      Day Three—BSA/AML Issues 

      7:30 a.m.- 8:00 a.m.

      8:00 a.m. - 4:00 p.m.

      Noon - 1:00 p.m.

      BSA/AML Issues Program

      Product innovations, payments evolution, and institution growth are impacting both deposit compliance practices and BSA/AML efforts. The highly competitive environment is putting pressure on banks and leaving little room for error in both areas. Topics to be covered include:

      • Overview of recent BSA enforcement actions
      • Overview of BSA finding and observations
      • Update on COVID-19 fraud
      • Recent CTR guidance
      • Best practices for CDD and EDD
      • Best practices for suspicious activity monitoring
      Thursday, Sept. 29

      Day Four—Fraud & Physical Security Issues 

      7:30 a.m.- 8:00 a.m.

      8:00 a.m. - 4:00 p.m.

      Noon - 1:00 p.m.

      Fraud & Physical Security Issues Program

      Social engineering techniques, reviewing how criminals obtain information on your customers, physical security, card fraud and more. Topics to be covered include:

      • New and emerging events that will likely affect the security function.
      • Financial crime involves three big words: Profile, Prevention, and Prosecution
      • Elder fraud
      • Payments
      • Dealing with angry accountholders
      • Check fraud
      • Facing the media after crisis
      • What keeps you up at night – daily problems banks face


      ICBA Member:

      • $1,395
      • 3 Day: $995
      • 2 Day: $695
      • 1 Day: $395


      • $1,895
      • 3 Day: $1,295
      • 2 Day: $895
      • 1 Day: $495


      • $2,245
      • 3 Day: $1,495
      • 2 Day: $995
      • 1 Day: $595

      NOTE: Registration fee is valid for one connection, only for the individual registered. Full payment is required prior to attendance. For more information, call 800-422-7285.

      Who Should Attend: Community bank internal auditors, external auditors, compliance officers, bank security officers, BSA officers, IT officers, risk managers, legal counsel, and operations managers.
      Prerequisites: None
      Advanced Preparation: None
      Program Level: Intermediate 
      Field of Study: Specialized Knowledge

      Delivery Method: Group-Live delivered online due to COVID-19

      Printable Registration Form

      If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund. If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs. A substitute registration will be accepted. No refunds will be issued after the event start date.

      Attendance at all ICBA programs will be considered on a first come, first served basis. If the program is cancelled, ICBA’s liability is limited to the registration fee. For additional questions contact ICBA at 800-422-7285.

      Registration, attendance, or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.

      This live digital course is for educational purposes only and intended only for participants of the class/event. All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed to by ICBA.